Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAN, CHUI FAN
Chinese Name of Relevant Individual
殷翠芬
HKMA Registration Number
AH1532
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2023 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2022 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Nov 2022 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2022 - 12 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2022 - 12 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2018 - 26 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2018 - 26 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2017 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2017 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2016 - 08 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2016 - 08 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAN, CHUI FAN
:
Chinese Name of Relevant Individual
殷翠芬
:
HKMA Registration Number
AH1532
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1532
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2023 - 04 Oct 2024
No
AH1532
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Nov 2022 - 04 Oct 2024
No
AH1532
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Nov 2022 - 04 Oct 2024
No
AH1532
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 May 2022 - 12 Jul 2022
No
AH1532
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 May 2022 - 12 Jul 2022
No
AH1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jun 2018 - 26 Aug 2021
No
AH1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jun 2018 - 26 Aug 2021
No
AH1532
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 Nov 2017 - 15 May 2018
No
AH1532
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 Nov 2017 - 15 May 2018
No
AH1532
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2016 - 08 Oct 2017
No
AH1532
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2016 - 08 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.