Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHI, WENMINLONG
Chinese Name of Relevant Individual
施文敏龙
HKMA Registration Number
AH1550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2021 - 04 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2019 - 09 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2019 - 22 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2018 - 06 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2017 - 15 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2017 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2017 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2016 - 02 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHI, WENMINLONG
:
Chinese Name of Relevant Individual
施文敏龙
:
HKMA Registration Number
AH1550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Sep 2021 - 04 Oct 2023
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
06 May 2019 - 09 May 2019
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Feb 2019 - 22 Feb 2019
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Oct 2018 - 26 Oct 2018
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Aug 2018
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Jul 2018 - 06 Jul 2018
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Jun 2018
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Dec 2017 - 15 Dec 2017
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2017 - 12 May 2017
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Feb 2017 - 24 Feb 2017
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Aug 2016 - 02 Sep 2016
No
AH1550
BARCLAYS BANK PLC
Type 1: dealing in securities
16 May 2016 - 27 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.