Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, CE
Chinese Name of Relevant Individual
劉策
HKMA Registration Number
AH1554
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2017 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2017 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, CE
:
Chinese Name of Relevant Individual
劉策
:
HKMA Registration Number
AH1554
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1554
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Jun 2017 - 31 Jul 2017
No
AH1554
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Jun 2017 - 31 Jul 2017
No
AH1554
UBS AG
Type 1: dealing in securities
17 May 2016 - 09 Dec 2016
No
AH1554
UBS AG
Type 4: advising on securities
17 May 2016 - 09 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.