Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, LAI TING CHLOE
Chinese Name of Relevant Individual
葉麗婷
HKMA Registration Number
AH1589
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2020 - 01 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2020 - 01 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2017 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2017 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2017 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2017 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2016 - 25 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2016 - 25 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, LAI TING CHLOE
:
Chinese Name of Relevant Individual
葉麗婷
:
HKMA Registration Number
AH1589
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1589
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
06 Apr 2020 - 01 Sep 2025
No
AH1589
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
06 Apr 2020 - 01 Sep 2025
No
AH1589
CITIBANK, N.A.
Type 1: dealing in securities
13 Jul 2017 - 11 Mar 2020
No
AH1589
CITIBANK, N.A.
Type 4: advising on securities
13 Jul 2017 - 11 Mar 2020
No
AH1589
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jul 2017 - 11 Mar 2020
No
AH1589
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Jul 2017 - 11 Mar 2020
No
AH1589
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 May 2016 - 25 Jun 2017
No
AH1589
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 May 2016 - 25 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.