Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, WAI MAN
Chinese Name of Relevant Individual
羅威文
HKMA Registration Number
AH1593
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, SUPREMEGOLD PRIVATE
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, SUPREMEGOLD PRIVATE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2022 - 18 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2022 - 18 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2019 - 10 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2019 - 10 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2018 - 01 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2018 - 01 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Feb 2018 - 01 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2017 - 15 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2017 - 15 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, WAI MAN
:
Chinese Name of Relevant Individual
羅威文
:
HKMA Registration Number
AH1593
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Jan 2026
No
VICE PRESIDENT, SUPREMEGOLD PRIVATE
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Jan 2026
No
VICE PRESIDENT, SUPREMEGOLD PRIVATE
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1593
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 27 Jan 2026
No
AH1593
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 27 Jan 2026
No
AH1593
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2022 - 18 Jul 2025
No
AH1593
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2022 - 18 Jul 2025
No
AH1593
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
06 Dec 2019 - 10 Sep 2022
No
AH1593
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
06 Dec 2019 - 10 Sep 2022
No
AH1593
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Feb 2018 - 01 Oct 2019
No
AH1593
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Feb 2018 - 01 Oct 2019
No
AH1593
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Feb 2018 - 01 Oct 2019
No
AH1593
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2017 - 15 Dec 2017
No
AH1593
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Sep 2017 - 15 Dec 2017
No
AH1593
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
20 May 2016 - 15 Aug 2017
No
AH1593
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
20 May 2016 - 15 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.