Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, CHUN
Chinese Name of Relevant Individual
胡俊
HKMA Registration Number
AH1612
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES BANCASSURANCE SPECIALIST
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES BANCASSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2022 - 28 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2022 - 28 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2020 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2020 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Oct 2019 - 05 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2016 - 05 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2016 - 05 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2016 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2016 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, CHUN
:
Chinese Name of Relevant Individual
胡俊
:
HKMA Registration Number
AH1612
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2024
No
TREASURES BANCASSURANCE SPECIALIST
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2024
No
TREASURES BANCASSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1612
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 19 Jan 2024
No
AH1612
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 19 Jan 2024
No
AH1612
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
30 Jul 2022 - 28 Dec 2023
No
AH1612
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
30 Jul 2022 - 28 Dec 2023
No
AH1612
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
23 Jul 2020 - 31 May 2022
No
AH1612
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
23 Jul 2020 - 31 May 2022
No
AH1612
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Oct 2019 - 05 Jul 2020
No
AH1612
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Sep 2016 - 05 Jul 2020
No
AH1612
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Sep 2016 - 05 Jul 2020
No
AH1612
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 May 2016 - 26 Jul 2016
No
AH1612
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 May 2016 - 26 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.