Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, KWOK CHEONG
Chinese Name of Relevant Individual
周國昌
HKMA Registration Number
AH1622
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER, PERSONAL BANKING PRODUCT DEPARTMENT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER, PERSONAL BANKING PRODUCT DEPARTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 07 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 07 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2016 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2016 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 May 2016 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, KWOK CHEONG
:
Chinese Name of Relevant Individual
周國昌
:
HKMA Registration Number
AH1622
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2019
Yes
GENERAL MANAGER, PERSONAL BANKING PRODUCT DEPARTMENT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2019
Yes
GENERAL MANAGER, PERSONAL BANKING PRODUCT DEPARTMENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1622
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Oct 2020
Yes
AH1622
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 08 Oct 2020
Yes
AH1622
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2019 - 07 Oct 2020
No
AH1622
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2019 - 07 Oct 2020
No
AH1622
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 May 2016 - 16 Jul 2019
No
AH1622
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 May 2016 - 16 Jul 2019
No
AH1622
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 May 2016 - 16 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.