Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHUANG, RUIXIAN
Chinese Name of Relevant Individual
庄瑞娴
HKMA Registration Number
AH1625
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2018 - 24 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2017 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2017 - 26 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2016 - 25 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHUANG, RUIXIAN
:
Chinese Name of Relevant Individual
庄瑞娴
:
HKMA Registration Number
AH1625
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1625
BARCLAYS BANK PLC
Type 4: advising on securities
15 Mar 2018 - 24 Mar 2018
No
AH1625
BARCLAYS BANK PLC
Type 4: advising on securities
30 Nov 2017 - 01 Dec 2017
No
AH1625
BARCLAYS BANK PLC
Type 4: advising on securities
15 Nov 2017 - 19 Nov 2017
No
AH1625
BARCLAYS BANK PLC
Type 4: advising on securities
23 May 2017 - 26 May 2017
No
AH1625
BARCLAYS BANK PLC
Type 4: advising on securities
23 May 2016 - 25 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.