Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, CHUN YEE
Chinese Name of Relevant Individual
關俊義
HKMA Registration Number
AH1633
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BRANCH OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BRANCH OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Sep 2017 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2016 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2016 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 May 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, CHUN YEE
:
Chinese Name of Relevant Individual
關俊義
:
HKMA Registration Number
AH1633
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Jul 2024
No
SENIOR BRANCH OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Jul 2024
No
SENIOR BRANCH OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1633
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 26 Jul 2024
No
AH1633
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 26 Jul 2024
No
AH1633
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2017 - 02 Aug 2023
No
AH1633
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2016 - 02 Aug 2023
No
AH1633
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 May 2016 - 02 Aug 2023
No
AH1633
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 May 2016 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
