Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KIN HO
Chinese Name of Relevant Individual
陳鍵豪
HKMA Registration Number
AH1667
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2025 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2025 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2017 - 09 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2017 - 09 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2016 - 31 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2016 - 31 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2016 - 12 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2016 - 12 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KIN HO
:
Chinese Name of Relevant Individual
陳鍵豪
:
HKMA Registration Number
AH1667
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1667
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Sep 2025 - 29 Dec 2025
No
AH1667
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Sep 2025 - 29 Dec 2025
No
AH1667
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Sep 2017 - 09 Jan 2022
No
AH1667
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Sep 2017 - 09 Jan 2022
No
AH1667
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Oct 2016 - 31 Jan 2017
No
AH1667
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Oct 2016 - 31 Jan 2017
No
AH1667
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 May 2016 - 12 Jul 2016
No
AH1667
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 May 2016 - 12 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.