Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHU, SHUK NING
Chinese Name of Relevant Individual

朱淑寧
HKMA Registration Number
AH1673
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 May 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY BRANCH OPERATION MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 May 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY BRANCH OPERATION MGR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHU, SHUK NING
:
Chinese Name of Relevant Individual
朱淑寧
:
HKMA Registration Number
AH1673
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2016
No
DEPUTY BRANCH OPERATION MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2016
No
DEPUTY BRANCH OPERATION MGR