Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, SARAH ZHI YEN
Chinese Name of Relevant Individual
HKMA Registration Number
AH1683
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2023 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2019 - 07 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 08 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2018 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018 - 16 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 28 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 01 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2017 - 10 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2016 - 16 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2016 - 03 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, SARAH ZHI YEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1683
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jul 2023 - 14 Jul 2023
No
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Aug 2019 - 07 Aug 2019
No
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Mar 2019 - 08 Mar 2019
No
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Oct 2018 - 26 Oct 2018
No
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2018 - 16 Jun 2018
No
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Mar 2018 - 28 Mar 2018
No
AH1683
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Oct 2017 - 01 Nov 2017
No
AH1683
BNP PARIBAS
Type 1: dealing in securities
08 Mar 2017 - 10 Mar 2017
No
AH1683
BNP PARIBAS
Type 1: dealing in securities
14 Dec 2016 - 16 Dec 2016
No
AH1683
BNP PARIBAS
Type 1: dealing in securities
31 May 2016 - 03 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.