Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHENG, HO MAN SIMON
Chinese Name of Relevant Individual

鄭浩文
HKMA Registration Number
AH1686
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jun 2016
Is an Executive Officer? (Yes / No)
No
Capacity
REGIONAL HEAD OF INSURANCE AND MONEY MARKETS, ASIA
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Aug 2016
Is an Executive Officer? (Yes / No)
No
Capacity
REGIONAL HEAD OF INSURANCE AND MONEY MARKETS, ASIA
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHENG, HO MAN SIMON
:
Chinese Name of Relevant Individual
鄭浩文
:
HKMA Registration Number
AH1686
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jun 2016
No
REGIONAL HEAD OF INSURANCE AND MONEY MARKETS, ASIA
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
17 Aug 2016
No
REGIONAL HEAD OF INSURANCE AND MONEY MARKETS, ASIA