Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, YIQIONG
Chinese Name of Relevant Individual
許怡琼
HKMA Registration Number
AH1690
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2018 - 06 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2018 - 06 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2016 - 10 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, YIQIONG
:
Chinese Name of Relevant Individual
許怡琼
:
HKMA Registration Number
AH1690
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1690
NATIXIS
Type 1: dealing in securities
20 Sep 2018 - 06 May 2019
No
AH1690
NATIXIS
Type 4: advising on securities
20 Sep 2018 - 06 May 2019
No
AH1690
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jun 2016 - 10 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.