Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, JIANYANG
Chinese Name of Relevant Individual
李建陽
HKMA Registration Number
AH1720
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2016 - 30 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2016 - 30 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, JIANYANG
:
Chinese Name of Relevant Individual
李建陽
:
HKMA Registration Number
AH1720
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1720
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
08 Jun 2016 - 30 Oct 2016
No
AH1720
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
08 Jun 2016 - 30 Oct 2016
No
AH1720
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
03 Jun 2016
No
AH1720
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
03 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.