Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MANG, FUK KEUNG
Chinese Name of Relevant Individual
萬福强
HKMA Registration Number
AH1732
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2019 - 08 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2019 - 08 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Aug 2019 - 08 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2018 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2018 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Sep 2017 - 26 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2016 - 26 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2016 - 26 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MANG, FUK KEUNG
:
Chinese Name of Relevant Individual
萬福强
:
HKMA Registration Number
AH1732
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
27 Aug 2021
No
CLIENT ADVISOR FIM
UBS AG
Type 4: advising on securities
04 Apr 2023
No
CLIENT ADVISOR FIM
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1732
UBS AG
Type 4: advising on securities
Since 04 Apr 2023
No
AH1732
UBS AG
Type 1: dealing in securities
Since 27 Aug 2021
No
AH1732
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Aug 2019 - 08 Aug 2021
No
AH1732
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Aug 2019 - 08 Aug 2021
No
AH1732
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Aug 2019 - 08 Aug 2021
No
AH1732
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Dec 2018 - 26 Jun 2019
No
AH1732
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Dec 2018 - 26 Jun 2019
No
AH1732
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2017 - 26 Nov 2018
No
AH1732
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jun 2016 - 26 Nov 2018
No
AH1732
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Jun 2016 - 26 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.