Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, ANNA
Chinese Name of Relevant Individual
尹凱茵
HKMA Registration Number
AH1755
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2019 - 10 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2019 - 10 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2016 - 30 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2016 - 30 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, ANNA
:
Chinese Name of Relevant Individual
尹凱茵
:
HKMA Registration Number
AH1755
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1755
EFG BANK AG
Type 1: dealing in securities
18 May 2019 - 10 Aug 2023
No
AH1755
EFG BANK AG
Type 4: advising on securities
18 May 2019 - 10 Aug 2023
No
AH1755
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Jun 2016 - 30 Oct 2018
No
AH1755
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Jun 2016 - 30 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.