Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DAVIES, KEITH ERNEST
Chinese Name of Relevant Individual
HKMA Registration Number
AH1773
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2018 - 09 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2018 - 09 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2018 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2018 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2017 - 03 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2017 - 03 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2017 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2017 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2017 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2017 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 30
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DAVIES, KEITH ERNEST
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1773
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
24 Jan 2018 - 09 Oct 2018
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
24 Jan 2018 - 09 Oct 2018
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
08 Jan 2018 - 12 Jan 2018
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
08 Jan 2018 - 12 Jan 2018
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
27 Nov 2017 - 01 Dec 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
27 Nov 2017 - 01 Dec 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
30 Oct 2017 - 03 Nov 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
30 Oct 2017 - 03 Nov 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
11 Sep 2017 - 15 Sep 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
11 Sep 2017 - 15 Sep 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
26 Jun 2017 - 03 Jul 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
26 Jun 2017 - 03 Jul 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
29 May 2017 - 02 Jun 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
29 May 2017 - 02 Jun 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
02 May 2017 - 05 May 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
02 May 2017 - 05 May 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
18 Apr 2017 - 21 Apr 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
18 Apr 2017 - 21 Apr 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
23 Jan 2017 - 27 Jan 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
23 Jan 2017 - 27 Jan 2017
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
14 Nov 2016 - 18 Nov 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
14 Nov 2016 - 18 Nov 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
19 Sep 2016 - 23 Sep 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
19 Sep 2016 - 23 Sep 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
22 Aug 2016 - 26 Aug 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
22 Aug 2016 - 26 Aug 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
25 Jul 2016 - 29 Jul 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
25 Jul 2016 - 29 Jul 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 1: dealing in securities
13 Jun 2016 - 18 Jun 2016
No
AH1773
ICBC STANDARD BANK PLC
Type 4: advising on securities
13 Jun 2016 - 18 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.