Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
UBERTO, THEOPHILE
Chinese Name of Relevant Individual

HKMA Registration Number
AH1806
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 May 2020
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, RATES & FX OPTIONS TRADING
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
16 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, RATES & FX OPTIONS TRADING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
UBERTO, THEOPHILE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1806
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
08 May 2020
No
DIRECTOR, RATES & FX OPTIONS TRADING
NATIXIS
Type 2: dealing in futures contracts
16 Feb 2024
No
DIRECTOR, RATES & FX OPTIONS TRADING