Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HOVEYDA, AMIR-ALI
Chinese Name of Relevant Individual
HKMA Registration Number
AH1828
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 May 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2017 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2017 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Sep 2017 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2016 - 24 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2016 - 24 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jun 2016 - 24 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HOVEYDA, AMIR-ALI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1828
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1828
UBS AG
Type 1: dealing in securities
14 May 2018 - 18 May 2018
No
AH1828
UBS AG
Type 4: advising on securities
14 May 2018 - 18 May 2018
No
AH1828
UBS AG
Type 6: advising on corporate finance
14 May 2018 - 18 May 2018
No
AH1828
UBS AG
Type 1: dealing in securities
21 Sep 2017 - 27 Sep 2017
No
AH1828
UBS AG
Type 4: advising on securities
21 Sep 2017 - 27 Sep 2017
No
AH1828
UBS AG
Type 6: advising on corporate finance
21 Sep 2017 - 27 Sep 2017
No
AH1828
UBS AG
Type 1: dealing in securities
20 Jun 2016 - 24 Jun 2016
No
AH1828
UBS AG
Type 4: advising on securities
20 Jun 2016 - 24 Jun 2016
No
AH1828
UBS AG
Type 6: advising on corporate finance
20 Jun 2016 - 24 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.