Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAMBRANI, SAGAR
Chinese Name of Relevant Individual
HKMA Registration Number
AH1834
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2017 - 19 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2016 - 19 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2016 - 19 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jun 2016 - 19 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAMBRANI, SAGAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1834
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1834
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
07 Dec 2017 - 19 Mar 2019
No
AH1834
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
20 Jun 2016 - 19 Mar 2019
No
AH1834
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
20 Jun 2016 - 19 Mar 2019
No
AH1834
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
20 Jun 2016 - 19 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.