Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, HON KEI SAMUEL
Chinese Name of Relevant Individual
許翰祺
HKMA Registration Number
AH1875
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2020 - 01 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2020 - 01 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jan 2020 - 01 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2018 - 27 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2018 - 27 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2016 - 14 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2016 - 14 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, HON KEI SAMUEL
:
Chinese Name of Relevant Individual
許翰祺
:
HKMA Registration Number
AH1875
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1875
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jan 2020 - 01 Mar 2026
No
AH1875
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Jan 2020 - 01 Mar 2026
No
AH1875
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jan 2020 - 01 Mar 2026
No
AH1875
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Jul 2019 - 22 Sep 2019
No
AH1875
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Jul 2019 - 22 Sep 2019
No
AH1875
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Nov 2018 - 27 Apr 2019
No
AH1875
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Nov 2018 - 27 Apr 2019
No
AH1875
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2016 - 14 Oct 2018
No
AH1875
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2016 - 14 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
