Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, FUNG YING
Chinese Name of Relevant Individual
李鳳英
HKMA Registration Number
AH1887
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2017 - 12 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2017 - 12 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2016 - 21 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, FUNG YING
:
Chinese Name of Relevant Individual
李鳳英
:
HKMA Registration Number
AH1887
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1887
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
29 Jun 2017 - 12 Sep 2017
No
AH1887
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
29 Jun 2017 - 12 Sep 2017
No
AH1887
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
26 Jun 2016 - 21 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.