Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUEH, YEN-LAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH1893
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2022 - 22 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2018 - 22 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2016 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUEH, YEN-LAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1893
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1893
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
06 Dec 2022 - 22 Feb 2024
No
AH1893
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
20 Jun 2018 - 22 Feb 2024
No
AH1893
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Jun 2016 - 08 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.