Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, HON YEE HENRY
Chinese Name of Relevant Individual

勞瀚頤
HKMA Registration Number
AH1910
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Jun 2016
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Jun 2016
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, HON YEE HENRY
:
Chinese Name of Relevant Individual
勞瀚頤
:
HKMA Registration Number
AH1910
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
29 Jun 2016
No
CLIENT ADVISOR WM GFIW
UBS AG
Type 4: advising on securities
29 Jun 2016
No
CLIENT ADVISOR WM GFIW