Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUO, CONGCONG
Chinese Name of Relevant Individual
羅淙淙
HKMA Registration Number
AH1969
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Sep 2017 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2016 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2016 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jul 2016 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUO, CONGCONG
:
Chinese Name of Relevant Individual
羅淙淙
:
HKMA Registration Number
AH1969
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1969
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2017 - 04 Apr 2019
No
AH1969
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2017 - 04 Apr 2019
No
AH1969
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Sep 2017 - 04 Apr 2019
No
AH1969
DBS BANK LTD.
Type 1: dealing in securities
06 Jul 2016 - 04 Apr 2019
No
AH1969
DBS BANK LTD.
Type 4: advising on securities
06 Jul 2016 - 04 Apr 2019
No
AH1969
DBS BANK LTD.
Type 6: advising on corporate finance
06 Jul 2016 - 04 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.