Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, IAN WAI KIU
Chinese Name of Relevant Individual
陳瑋翹
HKMA Registration Number
AH1974
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2019 - 01 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
01 Oct 2016 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, IAN WAI KIU
:
Chinese Name of Relevant Individual
陳瑋翹
:
HKMA Registration Number
AH1974
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1974
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
19 Jan 2019 - 01 Dec 2019
No
AH1974
ABN AMRO BANK N.V.
Type 1: dealing in securities
06 Jul 2016 - 31 Jul 2017
No
AH1974
ABN AMRO BANK N.V.
Type 4: advising on securities
06 Jul 2016 - 31 Jul 2017
No
AH1974
ABN AMRO BANK N.V.
Type 9: asset management
01 Oct 2016 - 01 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.