Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, OI MAN
Chinese Name of Relevant Individual
鄧靄旻
HKMA Registration Number
AH1984
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 20 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2018 - 20 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2017 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2017 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2016 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2016 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, OI MAN
:
Chinese Name of Relevant Individual
鄧靄旻
:
HKMA Registration Number
AH1984
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
26 Sep 2019
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
26 Sep 2019
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1984
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Jan 2021
No
AH1984
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Jan 2021
No
AH1984
DBS BANK LTD.
Type 1: dealing in securities
Since 26 Sep 2019
No
AH1984
DBS BANK LTD.
Type 4: advising on securities
Since 26 Sep 2019
No
AH1984
UBS AG
Type 1: dealing in securities
24 Oct 2018 - 20 Jun 2019
No
AH1984
UBS AG
Type 4: advising on securities
24 Oct 2018 - 20 Jun 2019
No
AH1984
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
30 Aug 2017 - 27 Jul 2018
No
AH1984
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
30 Aug 2017 - 27 Jul 2018
No
AH1984
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2016 - 17 Apr 2017
No
AH1984
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2016 - 17 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.