Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAO, WENWU
Chinese Name of Relevant Individual
高文武
HKMA Registration Number
AH2000
Other HKMA Registration Number(s)
AF6671
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, HEAD OF FINANCIAL MARKETS DEPARTMENT
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, HEAD OF FINANCIAL MARKETS DEPARTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2016 - 11 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2016 - 11 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
27 Jul 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAO, WENWU
:
Chinese Name of Relevant Individual
高文武
:
HKMA Registration Number
AH2000
:
Other HKMA Registration Number(s)
AF6671
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
08 Jul 2016
Yes
SENIOR VICE PRESIDENT, HEAD OF FINANCIAL MARKETS DEPARTMENT
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
08 Jul 2016
Yes
SENIOR VICE PRESIDENT, HEAD OF FINANCIAL MARKETS DEPARTMENT
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2000
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 12 Nov 2025
Yes
AH2000
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 12 Nov 2025
Yes
AH2000
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
08 Jul 2016 - 11 Nov 2025
No
AH2000
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
08 Jul 2016 - 11 Nov 2025
No
AF6671
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
27 Jul 2012 - 05 Mar 2015
No
AF6671
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
27 Jul 2012 - 05 Mar 2015
No
AF6671
AGRICULTURAL BANK OF CHINA LIMITED
Type 9: asset management
27 Jul 2012 - 05 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.