Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROBERTS, CRAIG HOWARD JANKS
Chinese Name of Relevant Individual
HKMA Registration Number
AH2019
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2018 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2018 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2018 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROBERTS, CRAIG HOWARD JANKS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2019
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2019
UBS AG
Type 1: dealing in securities
15 Oct 2018 - 25 Oct 2018
No
AH2019
UBS AG
Type 4: advising on securities
15 Oct 2018 - 25 Oct 2018
No
AH2019
UBS AG
Type 6: advising on corporate finance
15 Oct 2018 - 25 Oct 2018
No
AH2019
UBS AG
Type 1: dealing in securities
28 Jun 2018 - 05 Jul 2018
No
AH2019
UBS AG
Type 4: advising on securities
28 Jun 2018 - 05 Jul 2018
No
AH2019
UBS AG
Type 6: advising on corporate finance
28 Jun 2018 - 05 Jul 2018
No
AH2019
UBS AG
Type 1: dealing in securities
12 Jul 2016 - 15 Jul 2016
No
AH2019
UBS AG
Type 4: advising on securities
12 Jul 2016 - 15 Jul 2016
No
AH2019
UBS AG
Type 6: advising on corporate finance
12 Jul 2016 - 15 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.