Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TEGUH, ERWAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH2028
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2018 - 06 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2017 - 20 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2017 - 16 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2016 - 23 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TEGUH, ERWAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2028
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2028
CIMB BANK BERHAD
Type 4: advising on securities
23 Mar 2018 - 27 Mar 2018
No
AH2028
CIMB BANK BERHAD
Type 4: advising on securities
02 Feb 2018 - 06 Feb 2018
No
AH2028
CIMB BANK BERHAD
Type 4: advising on securities
18 Oct 2017 - 20 Oct 2017
No
AH2028
CIMB BANK BERHAD
Type 4: advising on securities
15 Mar 2017 - 16 Mar 2017
No
AH2028
CIMB BANK BERHAD
Type 4: advising on securities
18 Nov 2016 - 23 Nov 2016
No
AH2028
CIMB BANK BERHAD
Type 4: advising on securities
12 Jul 2016 - 15 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.