Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, MIN SIEW MICHELLE
Chinese Name of Relevant Individual
陳玟秀
HKMA Registration Number
AH2040
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2019 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2019 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2017 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2016 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2016 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, MIN SIEW MICHELLE
:
Chinese Name of Relevant Individual
陳玟秀
:
HKMA Registration Number
AH2040
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2040
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
04 Jul 2019 - 12 Aug 2022
No
AH2040
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
04 Jul 2019 - 12 Aug 2022
No
AH2040
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
07 Nov 2017 - 24 May 2019
No
AH2040
CREDIT SUISSE AG
Type 1: dealing in securities
13 Jul 2016 - 11 Oct 2017
No
AH2040
CREDIT SUISSE AG
Type 4: advising on securities
13 Jul 2016 - 11 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.