Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUTCHINGS, JASON PETER
Chinese Name of Relevant Individual
HKMA Registration Number
AH2049
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2026 - 24 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2026 - 24 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Mar 2026 - 24 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Jan 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2025 - 24 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2025 - 24 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Nov 2025 - 24 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 33
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUTCHINGS, JASON PETER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2049
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2049
UBS AG
Type 1: dealing in securities
22 May 2026 - 05 Jun 2026
No
AH2049
UBS AG
Type 4: advising on securities
22 May 2026 - 05 Jun 2026
No
AH2049
UBS AG
Type 6: advising on corporate finance
22 May 2026 - 05 Jun 2026
No
AH2049
UBS AG
Type 1: dealing in securities
20 Mar 2026 - 24 Mar 2026
No
AH2049
UBS AG
Type 4: advising on securities
20 Mar 2026 - 24 Mar 2026
No
AH2049
UBS AG
Type 6: advising on corporate finance
20 Mar 2026 - 24 Mar 2026
No
AH2049
UBS AG
Type 1: dealing in securities
30 Jan 2026 - 06 Feb 2026
No
AH2049
UBS AG
Type 4: advising on securities
30 Jan 2026 - 06 Feb 2026
No
AH2049
UBS AG
Type 6: advising on corporate finance
30 Jan 2026 - 06 Feb 2026
No
AH2049
UBS AG
Type 1: dealing in securities
18 Nov 2025 - 24 Nov 2025
No
AH2049
UBS AG
Type 4: advising on securities
18 Nov 2025 - 24 Nov 2025
No
AH2049
UBS AG
Type 6: advising on corporate finance
18 Nov 2025 - 24 Nov 2025
No
AH2049
UBS AG
Type 1: dealing in securities
10 Sep 2025 - 12 Sep 2025
No
AH2049
UBS AG
Type 4: advising on securities
10 Sep 2025 - 12 Sep 2025
No
AH2049
UBS AG
Type 6: advising on corporate finance
10 Sep 2025 - 12 Sep 2025
No
AH2049
UBS AG
Type 1: dealing in securities
22 May 2025 - 29 May 2025
No
AH2049
UBS AG
Type 4: advising on securities
22 May 2025 - 29 May 2025
No
AH2049
UBS AG
Type 6: advising on corporate finance
22 May 2025 - 29 May 2025
No
AH2049
UBS AG
Type 1: dealing in securities
18 Nov 2024 - 21 Nov 2024
No
AH2049
UBS AG
Type 4: advising on securities
18 Nov 2024 - 21 Nov 2024
No
AH2049
UBS AG
Type 6: advising on corporate finance
18 Nov 2024 - 21 Nov 2024
No
AH2049
UBS AG
Type 1: dealing in securities
04 Dec 2019 - 07 Dec 2019
No
AH2049
UBS AG
Type 4: advising on securities
04 Dec 2019 - 07 Dec 2019
No
AH2049
UBS AG
Type 6: advising on corporate finance
04 Dec 2019 - 07 Dec 2019
No
AH2049
UBS AG
Type 1: dealing in securities
04 Dec 2018 - 06 Dec 2018
No
AH2049
UBS AG
Type 4: advising on securities
04 Dec 2018 - 06 Dec 2018
No
AH2049
UBS AG
Type 6: advising on corporate finance
04 Dec 2018 - 06 Dec 2018
No
AH2049
UBS AG
Type 1: dealing in securities
28 Nov 2017 - 01 Dec 2017
No
AH2049
UBS AG
Type 4: advising on securities
28 Nov 2017 - 01 Dec 2017
No
AH2049
UBS AG
Type 6: advising on corporate finance
28 Nov 2017 - 01 Dec 2017
No
AH2049
UBS AG
Type 1: dealing in securities
14 Jul 2016 - 15 Jul 2016
No
AH2049
UBS AG
Type 4: advising on securities
14 Jul 2016 - 15 Jul 2016
No
AH2049
UBS AG
Type 6: advising on corporate finance
14 Jul 2016 - 15 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.