Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, SUET YEE
Chinese Name of Relevant Individual
鄒雪兒
HKMA Registration Number
AH2053
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SUPERVISOR
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SUPERVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
SFC CE number
AHS989
Business Address
16/F, K11 ATELIER, VICTORIA DOCKSIDE, NO. 18 SALISBURY ROAD, TSIM SHA TSUI, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2019 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2016 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2016 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, SUET YEE
:
Chinese Name of Relevant Individual
鄒雪兒
:
HKMA Registration Number
AH2053
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
02 Apr 2025
No
SUPERVISOR
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
02 Apr 2025
No
SUPERVISOR
Name of Registered Institution
SFC CE number
Business Address
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
AHS989
16/F, K11 ATELIER, VICTORIA DOCKSIDE, NO. 18 SALISBURY ROAD, TSIM SHA TSUI, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2053
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
Since 02 Apr 2025
No
AH2053
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
Since 02 Apr 2025
No
AH2053
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
11 Jun 2019 - 01 Apr 2020
No
AH2053
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2016 - 31 Mar 2017
No
AH2053
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2016 - 31 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
