Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUA, WEI JIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH2055
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2019 - 13 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2019 - 13 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2016 - 30 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2016 - 30 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUA, WEI JIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2055
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2055
CIMB BANK BERHAD
Type 1: dealing in securities
22 Feb 2019 - 13 Jul 2020
No
AH2055
CIMB BANK BERHAD
Type 4: advising on securities
22 Feb 2019 - 13 Jul 2020
No
AH2055
CIMB BANK BERHAD
Type 1: dealing in securities
14 Jul 2016 - 30 Dec 2016
No
AH2055
CIMB BANK BERHAD
Type 4: advising on securities
14 Jul 2016 - 30 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.