Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, TSZ WAI
Chinese Name of Relevant Individual
林子偉
HKMA Registration Number
AH2056
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2019 - 18 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2019 - 18 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2016 - 08 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2016 - 08 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, TSZ WAI
:
Chinese Name of Relevant Individual
林子偉
:
HKMA Registration Number
AH2056
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2056
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Aug 2019 - 18 Sep 2020
No
AH2056
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Aug 2019 - 18 Sep 2020
No
AH2056
CHONG HING BANK LIMITED
Type 1: dealing in securities
14 Jul 2016 - 08 Sep 2016
No
AH2056
CHONG HING BANK LIMITED
Type 4: advising on securities
14 Jul 2016 - 08 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.