Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YIN
Chinese Name of Relevant Individual
王寅
HKMA Registration Number
AH2061
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
SFC CE number
ACX641
Business Address
25/F, AGRICULTURAL BANK OF CHINA TOWER, 50 CONNAUGHT ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2019 - 10 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2019 - 10 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2017 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2017 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2016 - 04 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2016 - 04 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YIN
:
Chinese Name of Relevant Individual
王寅
:
HKMA Registration Number
AH2061
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
20 Aug 2022
No
DEALER
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
20 Aug 2022
No
DEALER
Name of Registered Institution
SFC CE number
Business Address
AGRICULTURAL BANK OF CHINA LIMITED
ACX641
25/F, AGRICULTURAL BANK OF CHINA TOWER, 50 CONNAUGHT ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2061
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
Since 20 Aug 2022
No
AH2061
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
Since 20 Aug 2022
No
AH2061
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
03 Aug 2019 - 10 Dec 2021
No
AH2061
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
03 Aug 2019 - 10 Dec 2021
No
AH2061
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
28 Feb 2017 - 23 Jul 2019
No
AH2061
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
28 Feb 2017 - 23 Jul 2019
No
AH2061
WING LUNG BANK LIMITED
Type 1: dealing in securities
15 Jul 2016 - 04 Oct 2016
No
AH2061
WING LUNG BANK LIMITED
Type 4: advising on securities
15 Jul 2016 - 04 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.