Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, HAITAO
Chinese Name of Relevant Individual
劉海濤
HKMA Registration Number
AH2062
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2025 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2025 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2023 - 09 Jun 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2020 - 09 Jun 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2016 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2016 - 25 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, HAITAO
:
Chinese Name of Relevant Individual
劉海濤
:
HKMA Registration Number
AH2062
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2062
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
10 Jun 2025 - 10 Mar 2026
No
AH2062
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
10 Jun 2025 - 10 Mar 2026
No
AH2062
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
06 Jun 2023 - 09 Jun 2025
Yes
AH2062
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
26 May 2020 - 09 Jun 2025
Yes
AH2062
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
15 Jul 2016 - 05 Jun 2023
No
AH2062
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
15 Jul 2016 - 25 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.