Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, LI TING
Chinese Name of Relevant Individual
黃莉婷
HKMA Registration Number
AH2080
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2019 - 12 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2019 - 12 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2017 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2016 - 22 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, LI TING
:
Chinese Name of Relevant Individual
黃莉婷
:
HKMA Registration Number
AH2080
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2080
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
14 Aug 2019 - 12 Mar 2021
No
AH2080
WESTPAC BANKING CORPORATION
Type 4: advising on securities
14 Aug 2019 - 12 Mar 2021
No
AH2080
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
03 Jan 2017 - 31 Mar 2017
No
AH2080
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
08 Sep 2016 - 22 Sep 2016
No
AH2080
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 Jul 2016 - 29 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
