Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YU
Chinese Name of Relevant Individual
唐毓
HKMA Registration Number
AH2122
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2019 - 07 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 May 2019 - 07 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 14 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Jul 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YU
:
Chinese Name of Relevant Individual
唐毓
:
HKMA Registration Number
AH2122
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 May 2019 - 07 Jun 2022
No
AH2122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
08 May 2019 - 07 Jun 2022
No
AH2122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 May 2019 - 14 Oct 2019
No
AH2122
CREDIT SUISSE AG
Type 1: dealing in securities
22 Jul 2016 - 22 Nov 2017
No
AH2122
CREDIT SUISSE AG
Type 4: advising on securities
22 Jul 2016 - 22 Nov 2017
No
AH2122
CREDIT SUISSE AG
Type 6: advising on corporate finance
22 Jul 2016 - 22 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.