Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PAU, MAN SHUN
Chinese Name of Relevant Individual
包文舜
HKMA Registration Number
AH2154
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2022 - 27 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2022 - 27 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2021 - 28 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2021 - 28 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2018 - 13 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2018 - 13 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2016 - 30 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2016 - 30 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PAU, MAN SHUN
:
Chinese Name of Relevant Individual
包文舜
:
HKMA Registration Number
AH2154
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2154
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Jan 2022 - 27 Aug 2022
No
AH2154
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Jan 2022 - 27 Aug 2022
No
AH2154
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Mar 2021 - 28 Oct 2021
No
AH2154
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Mar 2021 - 28 Oct 2021
No
AH2154
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Nov 2018 - 13 Feb 2020
No
AH2154
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Nov 2018 - 13 Feb 2020
No
AH2154
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2016 - 30 May 2018
No
AH2154
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2016 - 30 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.