Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KONG
Chinese Name of Relevant Individual
林港
HKMA Registration Number
AH2159
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER RM (BUSINESS BANKING)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER RM (BUSINESS BANKING)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2018 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2018 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2017 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2017 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2016 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2016 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KONG
:
Chinese Name of Relevant Individual
林港
:
HKMA Registration Number
AH2159
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2022
No
CUSTOMER RM (BUSINESS BANKING)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2022
No
CUSTOMER RM (BUSINESS BANKING)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2159
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 Aug 2022
No
AH2159
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 06 Aug 2022
No
AH2159
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Nov 2018 - 30 Jun 2022
No
AH2159
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Nov 2018 - 30 Jun 2022
No
AH2159
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Aug 2017 - 26 Aug 2018
No
AH2159
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Aug 2017 - 26 Aug 2018
No
AH2159
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2016 - 02 Jul 2017
No
AH2159
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2016 - 02 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.