Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIONG, ZHEN
Chinese Name of Relevant Individual
熊珍
HKMA Registration Number
AH2181
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2023 - 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Mar 2023 - 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2018 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2018 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2018 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2018 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2016 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2016 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIONG, ZHEN
:
Chinese Name of Relevant Individual
熊珍
:
HKMA Registration Number
AH2181
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2181
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
25 Mar 2023 - 09 Aug 2024
No
AH2181
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
25 Mar 2023 - 09 Aug 2024
No
AH2181
UBS AG
Type 1: dealing in securities
14 Jul 2018 - 09 Dec 2022
No
AH2181
UBS AG
Type 4: advising on securities
14 Jul 2018 - 09 Dec 2022
No
AH2181
BNP PARIBAS
Type 1: dealing in securities
24 Jan 2018 - 22 Jun 2018
No
AH2181
BNP PARIBAS
Type 4: advising on securities
24 Jan 2018 - 22 Jun 2018
No
AH2181
CREDIT SUISSE AG
Type 1: dealing in securities
30 Jul 2016 - 27 Dec 2017
No
AH2181
CREDIT SUISSE AG
Type 4: advising on securities
30 Jul 2016 - 27 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.