Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KONG SHING
Chinese Name of Relevant Individual
吳港城
HKMA Registration Number
AH2183
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2021 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2021 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2016 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2016 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KONG SHING
:
Chinese Name of Relevant Individual
吳港城
:
HKMA Registration Number
AH2183
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2183
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Apr 2021 - 16 Sep 2022
No
AH2183
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Apr 2021 - 16 Sep 2022
No
AH2183
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Jul 2016 - 15 Jul 2018
No
AH2183
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Jul 2016 - 15 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.