Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NAEGELI, JONATHAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH2185
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2016 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2016 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2016 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NAEGELI, JONATHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2185
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2185
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
01 Aug 2016 - 14 Apr 2023
No
AH2185
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
01 Aug 2016 - 14 Apr 2023
No
AH2185
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
01 Aug 2016 - 14 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.