Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WONG, KAREN TECK YIN
Chinese Name of Relevant Individual

黃德瑩
HKMA Registration Number
AH2196
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Aug 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER CIC
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, KAREN TECK YIN
:
Chinese Name of Relevant Individual
黃德瑩
:
HKMA Registration Number
AH2196
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
02 Aug 2016
No
SENIOR MANAGER CIC