Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, NGA TING
Chinese Name of Relevant Individual
陳雅婷
HKMA Registration Number
AH2204
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, TEAM HEAD, FINANCIAL PLANNING
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, TEAM HEAD, FINANCIAL PLANNING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2021 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2021 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 16 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 16 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2019 - 16 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2019 - 16 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2018 - 14 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2018 - 14 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 30 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 30 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2016 - 27 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, NGA TING
:
Chinese Name of Relevant Individual
陳雅婷
:
HKMA Registration Number
AH2204
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 May 2023
No
VICE PRESIDENT, TEAM HEAD, FINANCIAL PLANNING
CHONG HING BANK LIMITED
Type 4: advising on securities
10 May 2023
No
VICE PRESIDENT, TEAM HEAD, FINANCIAL PLANNING
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2204
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 10 May 2023
No
AH2204
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 10 May 2023
No
AH2204
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
08 Oct 2022 - 03 Mar 2023
No
AH2204
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Oct 2022 - 03 Mar 2023
No
AH2204
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2021 - 30 Apr 2022
No
AH2204
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2021 - 30 Apr 2022
No
AH2204
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 16 Apr 2021
No
AH2204
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 16 Apr 2021
No
AH2204
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jun 2019 - 16 Apr 2021
No
AH2204
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jun 2019 - 16 Apr 2021
No
AH2204
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
09 Jan 2018 - 14 Apr 2019
No
AH2204
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
09 Jan 2018 - 14 Apr 2019
No
AH2204
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Aug 2017 - 30 Oct 2017
No
AH2204
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2017 - 30 Oct 2017
No
AH2204
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Aug 2016 - 27 May 2017
No
AH2204
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Aug 2016 - 27 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.