Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, HAO
Chinese Name of Relevant Individual
孫浩
HKMA Registration Number
AH2210
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2016 - 16 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2016 - 16 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Aug 2016 - 16 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, HAO
:
Chinese Name of Relevant Individual
孫浩
:
HKMA Registration Number
AH2210
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2210
DBS BANK LTD.
Type 1: dealing in securities
03 Aug 2016 - 16 Jul 2017
No
AH2210
DBS BANK LTD.
Type 4: advising on securities
03 Aug 2016 - 16 Jul 2017
No
AH2210
DBS BANK LTD.
Type 6: advising on corporate finance
03 Aug 2016 - 16 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.