Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, PAUL PECK TENG
Chinese Name of Relevant Individual
HKMA Registration Number
AH2213
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2016 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2016 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Aug 2016 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2017 - 21 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, PAUL PECK TENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2213
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2213
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Aug 2016 - 31 Mar 2021
No
AH2213
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Aug 2016 - 31 Mar 2021
No
AH2213
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
03 Aug 2016 - 31 Mar 2021
No
AH2213
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
19 Dec 2017 - 21 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.