Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, HON MING
Chinese Name of Relevant Individual
施漢明
HKMA Registration Number
AH2217
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2017 - 15 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2017 - 15 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Aug 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, HON MING
:
Chinese Name of Relevant Individual
施漢明
:
HKMA Registration Number
AH2217
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2217
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Mar 2017 - 15 Sep 2021
No
AH2217
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Mar 2017 - 15 Sep 2021
No
AH2217
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Aug 2016 - 03 Jan 2017
No
AH2217
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Aug 2016 - 03 Jan 2017
No
AH2217
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Aug 2016 - 03 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.